Our leadership

Chief Compliance Officer

Pat O’Boyle

Pat O'Boyle is Chief Compliance Officer, responsible for the firm's regulatory oversight and the standards that protect every client relationship. He came to finance after serving as a Captain in the U.S. Marine Corps, including two deployments to the Middle East, a background that shapes the discipline he brings to the work.

A graduate of the United States Naval Academy, Pat moved into finance after his service and spent the years before alooola in risk management and securities at firms including CBIZ and Wells Fargo, where he sharpened the eye for detail that compliance demands.

Education
U.S. Naval AcademyBS, History
Service
U.S. Marine CorpsCaptain
Experience
Wells Fargo SecuritiesFixed Income Sales and Trading
Licenses
Series 7, 24, 27, 63, 65Securities registrations
Brochure supplements

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